PAUL DOLPHIN COMPLIANCE WATCHDOG
MLO Public Violation Tracker
Mortgage loan originators advertising in violation of federal and state licensing rules. 30 days to cure. Then the file goes to NMLS, CFPB, and the applicable state regulator.
$10,000
Total Exposure Surfaced
1
Open Violations
$79
Compliance Gate / month
Open Violations
⚠ OPEN — CURE PERIOD v0001
Jane M. Smith (NMLS #2847364)
Advertising as "NEXA Lending" instead of licensed entity "NEXA Mortgage LLC" (NMLS #1660690)
12 CFR § 1008.103(e)(7) — Reg H • Denver, CO
$10,000
max exposure
30d 00h 00m
Invoice due: May 25, 2026
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